Siebert will use up to $100 million for investments in Bitcoin, Ethereum, Solana, AI technologies, and acquisitions.
The funds support tech innovation, M&A activity, and expansion of subsidiaries across financial and digital services.
The SEC-approved Form S-3 enables Siebert to issue securities as needed, enhancing financial agility and market responsiveness.
The US Securities and Exchange Commission has given approval to Siebert Financial Corp., which lists on Nasdaq, to use Form S-3 in registration for offerings. The clearance makes it possible for the company to offer up to $100 million worth of different securities. According to what the firm has revealed, the company wants to put its capital into digital assets, artificial intelligence (AI) solutions, and strategic acquisitions.
Funds Target Blockchain and AI Integration
The endorsed registration gives the company flexibility to invest in next-generation technologies. This includes buying influential digital assets such as Bitcoin, Ethereum, and Solana. In addition to cryptocurrencies, the company intends to expand its operations through AI-driven technologies and solutions.
John J. Gebbia, Chief Executive Officer of Siebert, stated that the move forms part of the firm’s broader technology strategy. He said the added capital access would support key initiatives in innovation, allowing the company to scale operations in fast-changing financial sectors. Andrew Reich, Chief Financial Officer, said that the filing offers capital access on flexible terms. He noted that this optionality strengthens Siebert’s ability to support long-term shareholder value and technology advancement.
Beyond crypto and AI, the company plans to use the proceeds for potential acquisitions. These acquisitions may support Siebert’s operational expansion across its multiple service lines. The firm currently operates several subsidiaries across financial advisory, insurance, stock plan administration, and digital services. Entities under control include Muriel Siebert & Co., LLC; Siebert AdvisorNXT, LLC; Park Wilshire Companies, Inc.; and RISE Financial Services, LLC. Others include Siebert Technologies, LLC; StockCross Digital Solutions, Ltd; and Gebbia Media LLC.
Filing Adds Financial Flexibility for Future Growth
The company stated that the registration enhances its ability to act decisively when opportunities emerge. It emphasized that the additional liquidity would be used to advance infrastructure and innovation efforts.
Siebert also reaffirmed its commitment to integrating blockchain into its financial platforms. This move aims to improve user experience and optimize internal service efficiency using decentralized technologies. The Form S-3 shelf registration allows the firm to issue securities as market conditions permit. It is structured to provide agility without requiring a new registration each time funds are raised.
The company comprised forward-looking statements subject to threats and delays. These include market volatility, regulatory changes, and probable disruptions from external events. The firm advised stakeholders to refer to its latest 10-K filing for detailed risk disclosures. Siebert confirmed that no updates to these statements would be made unless required under federal law.
