Essential Components of Trading Operations
1. Trade Capture – Accurately recording and processing trade information at the point of execution.
2. Risk Management – Identifying, monitoring, and mitigating market, credit, and operational risks.
3. Position Keeping – Maintaining real-time, precise records of trading positions and exposures.
4. Trade Settlement – Ensuring trades are settled promptly and correctly between counterparties.
5. Regulatory Compliance – Meeting all external regulatory standards and internal policy requirements.