🧠 What Are Trading Operations?
Trading operations encompass the processes, systems, and people involved in executing, confirming, settling, and managing trades across financial markets.
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📊 Key Areas in Trading Operations
1. Front Office (Execution)
• Market analysis (technical/fundamental)
• Order placement (manual or algorithmic)
• Risk and position monitoring
• Platforms: MetaTrader, TradingView, ThinkorSwim, etc.
2. Middle Office
• Risk management and P&L reporting
• Trade compliance and surveillance
• Data and pricing validation
3. Back Office
• Trade confirmation and settlement
• Reconciliation of positions and cash
• Custody and clearing
• Record keeping and reporting
4. Technology & Automation
• API integrations (e.g. for algorithmic trading)
• Automation using bots (e.g. Python, Pine Script)
• Use of FIX protocols and OMS/EMS platforms
5. Asset Classes
• Equities (stocks), Forex, Commodities (e.g. XAU/USD), Crypto (e.g. BTC)
• Derivatives (options, futures), Bonds, ETFs
6. Regulations and Compliance
• Know Your Customer (KYC), AML checks
• SEC, FCA, MiFID II, or other jurisdiction-specific compliance