FTMO Owned OANDA Fined by U.S Regulator over Compliance Failures:
OANDA is facing a potential fine of up to $500,000 for each violation, due to allegations of non-compliance with NFA regulations.
The issues include ¹:
- AML Procedure Failures: OANDA failed to follow its anti-money laundering procedures.
- Inadequate SSP: The firm's Information Systems Security Program was insufficient.
- Customer Complaint Handling: OANDA didn't properly handle customer complaints.
- Inaccurate Fillings: The company submitted inaccurate daily forex reports.
How do you see FTMO recovering from this setback?